摘要
面对宏观环境政策的不确定性,污染密集型企业是"谨小慎微",静待时机,还是主动求变,以绿色创新"险中求胜"?基于环境政策不确定性对绿色创新影响的理论推演分析,采用2010—2018年的污染密集型上市公司作为研究样本,以慧科数据库中中国大陆10种主流重要报纸为基础统计包含相关关键词的文章频次,构建并量化中国环境政策不确定性指数,同时,根据世界知识产权组织发布的"国际专利分类绿色清单"甄别绿色创新,并实证检验了二者间的关系。研究结论表明,环境政策不确定性显著促进了污染密集型企业绿色创新。进一步引入环保经历嵌入和环保投资,构建"E-S-C-P"研究范式,发现正向效应的传导机制为"环境政策不确定性凸显—高管环保经历嵌入首先感知并作出响应—寻求机遇增加环保投资—刺激绿色创新"。受企业性质、垂直型环境规制、区位特征、生命周期等因素影响,环境政策不确定性与绿色创新间的关系呈明显的选择效应,表现为环境政策不确定性对国有企业、"国控点"企业、位于非环保重点城市的企业以及成长期企业绿色创新的激励效应更强。研究结论对于污染密集型企业抢抓环境政策变动机遇,降低污染排放,主动求变、变中取胜,逐步实现绿色转型,具有重要的现实意义与政策启示。
Confronting macro-environmental policy uncertainty,might pollution-intensive enterprises"be cautious"and wait for their opportunity,or take the initiative to change and"win in danger"with green innovation?Based on the theoretical analysis of environmental policy uncertainty on green innovation,this study takes pollution-intensive listed companies from 2010 to 2018 as the research sample and examines the relationship between environmental policy uncertainty and green innovation.Environmental policy uncertainty is measured by the frequency of relevant keywords in the 10 major newspapers on the Chinese mainland of the Huike database,while green innovation is identified by the"Green List of International Patent Classification"issued by the World Intellectual Property Organization.The result shows that environmental policy uncertainty significantly promotes green innovation of pollution-intensive enterprises.The study goes on to introduce the embedding of environmental protection experience and environmental protection investment,constructs an"E-S-C-P"research paradigm,and discovers that the transmission mechanism of positive effect is"environmental policy uncertainty increases—executives with environmental protection experience first perceive and respond—they seek opportunities to increase environmental protection investment—green innovation is stimulated".Influenced by enterprise property,vertical environmental regulation,location characteristics and life cycle,the relationship between environmental policy uncertainty and green innovation shows obvious selected effects,showing the stronger incentive effect of environmental policy uncertainty on state-owned enterprises,"state-controlled point"enterprises,enterprises located in non environmental key cities,and enterprises in their growth period.The study has important practical significance and policy implications for pollution-intensive enterprises faced with environmental policy change,enabling them to seize the opportunity to reduce pollution emissions,actively seek change and win in danger,and gradually realize green transformation.
作者
王慧
孙慧
肖涵月
辛龙
WANG Hui;SUN Hui;XIAO Hanyue;XIN Long(Center for Innovation Management Research of Xinjiang,Xinjiang University,Urumqi 830046,China;School of Economics and Management,Xinjiang University,Urumqi 830046,China)
出处
《产业经济研究》
CSSCI
北大核心
2021年第2期30-41,127,共13页
Industrial Economics Research
基金
国家自然科学基金地区项目(71963030)
国家社会科学基金青年项目(20CJY028)
新疆高校科研基金重点项目(XJEDU2017T003)
新疆高校科研基金重点项目(XJEDU2019SI002)
新疆维吾尔自治区研究生科研创新项目(XJ2021G003)
关键词
环境政策不确定性
绿色创新
环保经历嵌入
环保投资
污染密集型企业
零膨胀负二项模型
environmental policy uncertainty
green innovation
the embedding of environmental protection experience
environmental protection investment
pollution-intensive enterprises
zero-inflated negative binomial model
